Initiating a Formal Complaint
Formal complaints will only be initiated once all reasonable efforts have been made to resolve the conflict informally. The Executive Director, People & Culture, Headmaster or designate will have the discretion to refer a formal complaint to the appropriate manager and the parties if they are not satisfied that reasonable efforts have been made to resolve the dispute informally.
Employee complainants should contact their manager or the Manager or Executive Director, People & Culture or Headmaster. If an employee requires assistance in preparing a formal complaint another individual such as a colleague could make the complaint on the employee’s behalf. If the manager is the party alleged to be responsible for the objectionable behaviour or alleged to condone the objectionable behaviour, the complaint should be reported to the appropriate Manager or Chief People Officer or Headmaster.
Other user complainants should report the complaint to the appropriate managers at the School or, if they require assistance in reporting.
The rights of students to a respectful working and learning environment, free from harassment, are dealt with under other appropriate policies and procedures, including the Crescent School Code of Conduct and rules of behaviour. Students should contact the relevant Head of the Lower, Middle or Upper School, or, where appropriate, their teacher or the social worker for clarification on the process to be followed.
Respondents to a Complaint
Individuals who are named as respondents in a complaint have a right to know in a timely manner that they are the subject of a complaint, who the complainant is, what the allegations are and what approach to a resolution is being considered. In particular, a respondent has a right to know the specifics of an allegation, including times, dates and alleged conduct. Respondents will be given time to prepare a full and complete response to the allegations.
Assistance for Complainants, Respondents and Witnesses
Prior to initiating any complaint and throughout the complaint process, complainants have a right to assistance and support as appropriate. Individuals who are named as respondents in a complaint, as well as witnesses, also have a right to assistance and support throughout the complaint process as appropriate. The following people may provide support:
parent/guardian/other caregiver;
professional support staff;
employee or colleague;
trained resource person; and/or
translator/interpreter (if necessary)
Threshold Assessment
All formal reports filed under the Workplace Harassment Policy will be subject to an immediate threshold assessment by the Chief People Officer, Headmaster or designate to determine whether the alleged conduct would if proven, meet the definition of workplace harassment.
If the School, following this threshold assessment, determines that the report filed:
would not, if true, meet the definition of workplace harassment;
does not provide sufficient details of the alleged harassment, provided the complainant is given notice that insufficient details have been provided and given reasonable time to provide sufficient details; or
is vexatious, frivolous or trivial, has not been made in good faith or would, if investigated, constitute an abuse of the Workplace Harassment Policy.
The complainant shall be so advised and no further action shall be taken under the Workplace Harassment Policy. Where allegations relate to discrimination on the basis of a ground prohibited by the Ontario Human Rights Code, they shall be addressed using the appropriate School policy.
Procedure for Resolving a Formal Complaint
In all cases, where the Chief People Officer, Headmaster or designate has determined that the parties have made reasonable efforts to resolve the dispute informally, and has conducted a threshold assessment to determine that a formal complaint should proceed, they shall direct the appropriate manager to take action to resolve the formal complaint under this policy.
Formal Investigation and Resolution
Formal complaints require an appropriate investigation of the complainant’s allegations. Investigators could be the manager of the complainant and/or respondent, the Chief People Officer, unless such person(s) actively participated in the unsuccessful informal resolution process, in which case, an independent investigator will be appointed. Where the complainant and the respondent have different reporting structures, managers involved and the Chief People Officer will determine who the appropriate person is to take responsibility for the investigation.
In a formal investigation, an investigator will ensure that the following steps are taken, as soon as possible:
appropriate measures are taken to ensure the safety of the complainant;
notify the complainant(s), the respondent(s) and witness(es) that they are entitled to support and assistance throughout the process as appropriate;
ensure that the respondent(s) have a copy of the complaint;
interview the complainant(s) and/or the third party reporting the complaint;
inform the respondent(s) of the allegations and provide an opportunity for response;
interview the respondent(s);
interview witness(es);
come to conclusions about whether a specific incident did or did not occur based on a balance of probabilities (the question of whether the behaviour is objectionable will be assessed using objective standards);
provide a written summary of the findings and conclusions to the complainant and to the respondent and give them an opportunity to respond to same; and
take appropriate action(s) to resolve the situation.
If the respondent declines to participate in the formal investigative process, the investigation will still proceed. The respondent should be encouraged to participate in the interest of a balanced and fair process.
The complainant and respondent, if employees or other workers, will be informed of the outcome of the investigation and any corrective action taken, in writing.
Standard of Proof
The standard of proof to be applied is the balance of probabilities.
Outcomes in Formal Investigations
In the event a complaint is not substantiated, no further action will be taken, except that written notification will be provided to the complainant and respondent, if staff or other workers, and subject to the section on maintaining records. In cases where the complaint is found to be trivial, vexatious or an abuse of the process, in which case, the complainant may be subject to disciplinary action as outlined in the section “Disciplinary Actions” below. However, if there is a need to restore a positive learning or working environment or if the complainant and/or respondent require counselling, appropriate steps will be taken to meet such needs. Follow-up possibilities:
counselling for the parties;
application of strategies to restore a positive learning/working environment;
mediation;
specific training for the complainant or respondent;
workshops for the staff and/or others in the school/workplace regarding their rights and responsibilities;
separation of respondent and complainant from each other; and/or
restorative measures.